Knight Floris Takens

By Bernd Krauskopf
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The University of Groningen's Academy portrait of Floris Takens by Jacqueline Kasemier

Knight Floris Takens



by Bernd Krauskopf
University of Bristol, UK
The University of Groningen's Academy portait of
Floris Takens by Jacqueline Kasemier.

In a special ceremony at the University of Groningen on 11 November 2005 a portrait of Floris Takens was unveiled. The portrait was commissioned by the University of Groningen as part of its series of `Academy Portraits' of distinguished members of the University. On initiative of Henk Broer, and with financial contributions from the former PhD students of Floris and the Institute for Mathematics and Computer Science at Groningen, Dutch artist Jacqueline Kasemier painted Floris.

At the same ceremony, and as a surprise to Floris, he was made a Ridder in de Orde van de Nederlandse Leeuw (Knight in the Order of the Dutch Lion) by her Majesty Queen Beatrix of the Netherlands for his important contributions to the scientific life of the Netherlands and beyond. This official part of the ceremony was performed by the mayor of Bedum, Floris's home town near Groningen.

Floris Takens has been professor of mathematics at the University of Groningen from 1972 until his retirement in the year 1999, but remains active in research. Floris is one of the founding fathers of dynamical systems theory, and arguably most famous far beyond the dynamical systems community for two papers: On the nature of turbulence with David Ruelle, and `Detecting strange attractors in turbulence' [in D. A. Rand & L.-S. Young (Eds) Dynamical systems and turbulence, Warwick 1980, LNM 898, pp. 366-381, Springer-Verlag, 1981].

By the time of this interview in December 2005 Floris's portrait is in its final place on the wall of the Faculty Room in the main building of the University of Groningen --- complete with the duly added cross signifying his Knighthood.

You obtained a PhD in differential topology with N.H. Kuiper in Amsterdam in 1969. How did you get into dynamical systems after that?

My thesis was indeed in differential topology --- relating the minimal possible number of critical points of a function on a compact manifold to invariants from algebraic topology. Around that time and before, people working in differential topology started to move to dynamical systems.
Steve Smale initiated this move and his famous paper `Differentiable dynamical systems' of 1967 [Bull. Am. Math. Soc. 73: 747-817], in which he exposed his program, made me decide to follow his line. After my PhD I got a grant from ZWO, the Dutch funding agency at the time, to spend a year at the Institute des Hautes Études Scientifiques (I.H.E.S.). Other people that year at I.H.E.S. included Steve Smale, Charles Pugh, Mike Shub, Christopher Zeeman, and the permanent members David Ruelle and René Thom. I started working on various problems in dynamical systems. Floris Takens early in his career
Floris Takens early in his career
The paper `On the nature of turbulence' with David Ruelle was a direct outcome of my time at I.H.E.S.. René Thom expressed the opinion that the Hopf bifurcation is important, but that it was not known well enough. He asked me to lecture on it in his seminar, and to explain it in a more geometric way. Afterwards David Ruelle explained to me how Hopf thought this bifurcation was related to turbulence. The result of our paper could be summarized as `Smale plus Hopf implies turbulence'. The paper was initially rejected by the Archive of Rational Mechanics and Analysis and then accepted by the Communications of Mathematical Physics. It may have helped that David Ruelle was an editor of the latter journal.
Hyperbolicity and Sensitive Chaotic Dynamics at Homoclinic Bifurcations by Jacob Palis and Floris Takens   Another big influence was my visit at the Instituto Matemática Pura et Applicada (IMPA) in 1971-72, which led to a long-standing collaboration with Jacob Palis. I consider my book with him Hyperbolicity and sensitive chaotic dynamics and homoclinic bifurcations one of my two most important publications. The other is my paper `Detecting strange attractors in turbulence' that contains the embedding theorem for time series data.

How did the embedding theorem come about?

The first experimental indications of the route to turbulence as suggested by David Ruelle and myself were published by Gollub and Swinney in 1975 in experimental spectra in Taylor-Couette flow, [Onset of turbulence in a rotating fluid, Phys Rev. Lett. 35: 927-930 (1975); see also I. Stewart, Does God play dice? p. 175-182]. The question arose how one can detect turbulence in time series data. Interestingly, my paper was published in the proceedings of a conference in Warwick in 1980 that appeared as Springer Lecture Notes 898. Times have changed: today only journal publications count and the quality of proceedings has gone down to the point that they have often only pulp value.

How did the area of dynamical systems change over the years?

In the beginning applications did not play a role at all. For example, Smale's programme concerning structural stability was very much pure mathematics, as it was inspired by the wish to `classify' all generic dynamical systems. Today the situation is very different with many areas of application. One reason for this development is that dynamical systems theory does give insight. But the real change came with the availability of numerical simulations. Without them there would be no, or only minimal, connections between dynamical systems theory and applications. In the analysis of concrete models theory plays a role, but the key is the close contact between theory and practical questions.   Floris Takens at IMPA on the occasion of Jacob Palis's 60th birthday

Where do you see the challenges in the future?

Floris Takens at IMPA on the occasion of Jacob Palis's 60th birthday

Low-dimensional models are often not entirely realistic. For example, modelling the Gulf stream demands extremely large models. The practical value of smaller models is often disputed. One main problem is to avoid getting lost in the parameter space of realistic models. A five-dimensional parameter space is already quite a challenge. The key is to find better models. This is mainly a questions of better measurements, the development of mathematical models by experts in both mathematics and the applying discipline, and improved numerical methods. I do not see this as a task for dynamical systems theory in the first instance.

This sounds a bit negative, what should be done?

The key is a close collaboration with experts in other fields. In my experience it takes years to develop mutual trust, which is a problem in our publication culture. Researchers need to get results fast and do not really feel they should think about a problem for a long time. This is counterproductive for the introduction of new mathematical ideas into other fields of science, because it requires time to actually learn something new. Similarly, a mathematician working with colleagues in another field must also learn a lot first.

What is your view of how dynamical systems, and mathematics more generally, has changed over the years?

Today there are many more professions where mathematics is applied, for example, statistics, logistics and numerical analysis. On the other hand, the number of mathematics students in the Netherlands is practically the same as when I studied in the early 1960s. So mathematics is not attracting the brightest minds. In my view this is because of the secondary school curriculum. Critical and careful thinking is not being taught at school any longer. Many school children get a wrong idea of mathematics and are put off it for life. This is not the case, for example, in astronomy because it is not taught at school. There is a danger that we will soon not have enough technically educated people. More generally, the status of scientists has gone down dramatically. I remember an American poll in the fifties into the status of different professions. Nuclear scientist came out top, before President of the United States on second place! The result will be different today.

As head of the Mathematics Section of the Royal Dutch Academy of Sciences you must have some idea of what to do about this...

It is very difficult to change the situation as it is the expression of a wider social phenomenon. I am afraid that `the quay will have to stop the ship', to use a Dutch saying. We will soon have a real problem because a lot of school leavers cannot actually read, write and calculate properly. This while the Netherlands see themselves as a `knowledge economy'. One main problem is that the number of administrative and managerial staff, especially in schools, has increased enormously over the years. All these people have ideas of how to change something, but more to make themselves important rather than to improve anything.

What about attempts to improve the image of mathematics in the wider public?

Fractal fern leaf There are many examples of people and books that talk in an inspiring way about things that people do not understand, such as string theory or black holes. This is great, but there is nobody who talks about the mathematics all around us. People think it is boring to design a good national schedule of train times, yet there is fascinating mathematics in this. In terms of dynamical systems, everybody will have seen by now the fractal model of a fern leaf, but this is about as far as it goes. No biologist will think a `fractal tree' is like a real tree. Only if the general public is aware of the power and beauty of mathematics and science will these subjects become more attracting again.

Why did you retire early at the age of 59 in 1999?

It is a big advantage that I have no administrative duties any longer. I also had the impression that the quality and eagerness of the students did not exactly increase. I enjoy being research active on a more relaxed level.

  Floris Takens at his 60th birthday celebration; June 2001, University of Groningen (notice the other Academy portraits in the background). Photograph by Florian Wagener.
Floris Takens at his 60th birthday celebration; June 2001, University of Groningen (notice the other Academy portraits in the background). Photograph by Florian Wagener.

What does it feel like to be a Knight and have your own portrait on the wall of the Faculty room?

I think it is an excellent initiative that the University of Groningen has revived an old tradition and has been commissioning new Academy Portraits in the last few years. It allows for an altogether different way of contact between scientists and artists. It is much more personal than the present regulation that 1% of the total cost of each new building must be used to commission works of art. As far as my Knighthood is concerned, I am very grateful for the recognition. I know that both the portrait and the Knighthood required a lot of work and support from my peers. I am especially grateful to my long-term collaborator Henk Broer for his initiative.

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